Compliance Paraplanner

Job details

Location Horsham, United Kingdom
Date Posted 24th January 2020
Category Compliance
Sector Investment
Retirement Planning
Wealth Management
Salary £35000 to £40000 + benefits inc pension and excellent quarterly bonus. 
Industry Financial Services, IFA
Education N/A
Professional Quals Working towards the diploma in Financial Planning level 4
Work Hours Full
Reference 5058
Hiring Company Recruitment Connection Ltd
Region South East
Street Address N/A


Compliance Paraplanner

Sussex based.

£35000 to £40000 + benefits inc pension and excellent quarterly bonus. 

My client is an award winning chartered financial planners providing holistic financial planning and discretionary fund management.

They are seeking a compliance orientated paraplanner who will have the opportunity to create and maintain the suite of suitability reports used by the company AR’s of the network. The provision of suitability letter templates will support the AR’s in delivering financial advice to their clients in a compliant manner. The role could well suit someone with paraplanning experience but maybe see’s there future career in compliance.

You must have a

  • Minimum 3 years Financial Services industry experience, including previous paraplanning experience.
  • Excellent knowledge of retail investment, savings, pension and protection
  • Excellent knowledge of suitability report content, format and
  • Prior experience of drafting suitability
  • Progress towards level 4

The company offers a superb supportive office environment, numerous industry awards and genuine career progression.

Ref:  5058

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Simon Bean is managing director of the Recruitment Connection and has been recruiting since 1985. He is a Fellow of the Institute of Recruitment Professionals (IRP).