Compliance Regulatory Officer

London

£30,000 to £34000 basic + bonus and benefits.

My client is a highly successful FCA registered financial planning and tax consultancy with established operations throughout Europe and the UK.  This is a new role supporting  the Head of Compliance and Senior Compliance & Regulatory Manager with keeping abreast with any legal and/or regulatory developments at UK/EU level. This will focus on FCA, FOS and FSCS developments as well as assisting in reviewing and tracking relevant FCA consultations and other policy documents.

You will also be responsible for the reviewing of new client reports within the UK market, supporting the non-UK compliance monitoring programme when required and responding to client complaints and for one-off compliance/regulatory projects arising from time-to-time.

You will need to be degree or equivalent educated, qualifications in compliance, regulation or AML and financial crime and have 2 years experience in a similar post within an IFA or similar wealth advisory operation.  You should excellent communication skills and ideally experience of assisting the company’s MLRO.

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